First blood in longest struggle of WW2

When a state of hostilities between Germany and Britain was declared on 3 September 1939, the Royal Navy battleships HMS Nelson and HMS Rodney, along with other units of Home Fleet were spread along the most likely breakout routes for commerce raiders. However, the German pocket battleships Graf Spee and the Deutschland had already broken out into the Atlantic while Kriegsmarine U-boats were also on their war stations.

The Germans were not then operating a policy of unrestricted U-boat warfare and, when first blood in the new struggle for the Atlantic was taken by Oberleutnant Fritz-Julius Lemp (in command of U-30), it proved one of the most controversial episodes of the conflict.

A Type IX U-boat out on patrol in the early part of WW2. The first submarine lost during the conflict would be a vessel of this type. Photo: US Naval History and Heritage (NHHC).

U-30 attacked the liner Athenia, of 13,581 tons, on the evening of September 3, to the west of Ireland. She was carrying 1,013 passengers, including refugees, among them 246 American citizens attempting to reach home. Despite Athenia steaming at 12 knots and zigzagging to try and deter submarine attack, Lemp still caught the liner in his periscope.

The ship he was studying while trying to make up his mind was large, showing no lights and also outside the usual transatlantic liner route. Lemp decided she was an Armed Merchant Cruiser (AMC) and therefore a permitted target. He fired two torpedoes, inflicting a single mortal wound.

British warships and various merchant vessels made haste for the scene after a distress signal was picked up, but 119 people had lost their lives, including 28 Americans. This was very unwelcome news, for the Germans were keen to keep the USA neutral in the new conflict. The deaths of its citizens in similar incidents during WW1 had helped to bring America into that war.

Berlin maintained it could not have been a U-boat that was responsible, as such acts were forbidden by Adolf Hitler but even they privately suspected that it may, in fact, be the case. Athenia was the first Allied vessel sunk in WW2, during what would be the longest struggle in the latest global war. On U-30’s return home, Oberleutnant Lemp was flown to Berlin to brief the naval high command, confirming he had, indeed, sunk Athenia. Lemp was not court-martialed, for it was felt he had acted properly and in good faith.

HMS Ark Royal, which led an anti-submarine hunting group. Photo: NHHC.

Even so, U-boat force boss Admiral Karl Donitz was told the episode must be kept secret. Donitz ordered the relevant page of U-30’s log removed and replaced with a doctored one, which confirmed attacks on the enemy merchant vessels Blairlogie and Fanad Head. However, on the day Athenia was sunk the fake log book page recorded U-30’s position as 100 miles away from the scene.

Less than a week after Athenia’s sinking, newly appointed First Lord of the Admiralty Winston Churchill issued orders for a convoy system to be introduced. To their credit, whereas in WW1 shipping companies were reluctant to tie themselves to the Royal Navy’s apron strings, in the new war they acquiesced immediately. For all that, in those early days there were still many ships sailing solo as they headed for friendly ports and which became victims of the so-called ‘grey wolves’ of Germany’s U-boat force.

For their part, the Germans suffered their first submarine loss on September 14, when Kapitanleutnant Gerhard Glattes of U-39 tried to attack HMS Ark Royal. Britain’s most modern aircraft carrier was leading a U-boat hunting group – but U-39’s torpedoes missed and escorting destroyers Firedrake, Faulknor and Foxhound pounced while Ark immediately exited the scene. The entire 44-strong crew of the U-boat was taken prisoner.

The aircraft carrier HMS Courageous, which was sunk on 17 September 1939 by U-29, a heavy blow for the British. She is seen here in summer 1937. Photo: AJAX VINTAGE PICTURE LIBRARY.

The loss of the carrier HMS Courageous three days later, sunk to the south-west of Ireland, proved the error of Britain sending out sub-hunting groups led by aircraft carriers. They were nothing but an ideal means to serve up much-prized targets on a plate, though the carrier-led hunting group concept would come to fruition for the Allies later in the war.

Kapitanleutnant Otto Schuhart of U-29 found Courageous after sighting one of her aircraft during a periscope look. He waited until the massive ship was compelled to follow a straight course to land an aircraft and torpedoed her. Within ten minutes of being hit, the Courageous was gone. Out of the 1,260 men in the ship’s company and embarked air squadrons, only 519 survived, picked up by destroyers and passing merchant ships. While the loss of Courageous and so many men was a bitter blow – also causing a change in direction for the British, who abandoned the hunting group idea – the real shocker was delivered the following month.

More on the pursuit of submarine warfare in WW2 and other conflicts is to be found in Iain Ballantyne’s book ‘The Deadly Trade’ (Weidenfeld & Nicolson) It is published in the USA as ‘The Deadly Deep’ (Pegasus Books)

‘This is a good book, a big book, and an important one’

Review of ‘Arnhem: Ten Days in The Cauldron’
by Dr Harry Bennett

 

The Acknowledgements of this book make it clear that it has been a labour of love, decades in the making for an author more usually well known for quality works of naval history. Ballantyne is both historian and a journalist which contributes to the authority and readability of his works for the general reader.

It is good popular history and high-quality writing that can get the narrative right, while offering fresh perspectives on a well-known subject, and, in this case, at the same time drawing the reader into the tone and fabric of the life and death struggle of the Airborne troops at Arnhem.

It is an exploration of that tone and fabric which is Ballantyne’s principal concern. Strategic and cultural issues (the rise to mythic status of parachute troops during the Second World War) are referenced and cleverly woven in throughout the main body of the book, which utilises a range of oral and other primary sources to give the reader a worm’s eye view of the fight for Arnhem. Those sources are well and appropriately referenced in endnotes, and a full bibliography, which is not always the case in popular histories of the Second World War.

Airborne troops fight at Oosterbeek. Via Australian War Memorial (AWM).

The approach of ‘Arnhem: Ten Days in The Cauldron’ is reminiscent of Stephen Ambrose at his best and Ballantyne doesn’t forget the civilians caught up in a brutal battle fought out in their homes, streets and their towns. For them the tragedy of Arnhem would see German forces remain in place just as liberation had appeared to dawn.

In terms of the experiences of the soldiers, Ballantyne ranges across the full scope of horrors facing Allied troops from transport in gliders made of wood and other light material, to facing off against the elite troops of Hitler’s SS, and the huge difficulties of trying to stop German vehicles (including armour) with light machine guns and limited anti-tank weapons. Narratives of individual soldiers and civilians can be followed as the reader is drawn into ‘The Cauldron’ of shrinking pockets of resistance and an operation going from risky to disastrous.

There is some remarkable evidence here and some remarkable stories, which Ballantyne neatly dovetails into a rolling epic, before concluding with an assessment of the wisdom of the operation, which concentrates on the views of those asked to carry it out.

Arnhem battle map. © Iain Ballantyne Created by Paul Slidel

Ballantyne also traces the legacies and post-Arnhem struggles of participants, from survivors trying to come to terms with their days in ‘The Cauldron’, through to those on the run in the Dutch countryside hoping to make it back to Allied lines. For some, the last months of 1944-45 would be spent in German prisoner-of-war camps grimly hoping for liberation or enduring forced marches away from the advancing Russians.

As a teenager I laid a wreath at the Oosterbeek Cemetery. That cemetery is the last resting place of many of those who jumped as part of the attempt to seize Arnhem, together with the Polish paratroopers sent to support them, and even some of those in the division sent to relieve them up the -so-called ‘Hell’s Highway’.

I went through that cemetery looking at the groups of casualties, noting the stages of action in which they died. I can offer Ballantyne no higher tribute than to say that, as I read his book, 35-year-old memories of those groups of casualties in the Commonwealth War Graves Cemetery – and the questions about how they died – were vividly brought back to mind.

Ballantyne’s book shows how one tragedy is composed of many individual ones, and that behind every battle lost are many hundreds of personal struggles to win, to survive or to escape. This is a good book, a big book, and an important one.

Full details of the book here.

 

Dr Harry Bennett is an academic and historian and provided this objective assessment of the book in return for a review copy of the book.

 

 

FORGET THE SEA OF AZOV – NATO Should Help Ukraine by Exploiting Strategic Leverage Elsewhere

Obviously the international community should do all it can to respond resolutely in the face of Russian aggression in the Sea of Azov, but the reality is that it is considered by Moscow to be mare nostrum. That may not be morally or legally correct, but it is now a cold, hard fact.

The request by Ukrainian President Petro Poroshenko for NATO vessels to be sent into the Sea of Azov is understandable, but unlikely to happen. The Sea of Azov is not even considered international waters but is, rather, shared between Russia and Ukraine. Only vessels flying the flags of Russia and Ukraine may navigate freely in the Sea of Azov, though it now appears Moscow believes its vessels alone should have that right.

The Alliance would be well advised to forget about direct intervention in the Sea of Azov altogether, unless it wants to go toe-to-toe with the Russians and suffer heavy casualties in a conflict that could rapidly escalate with no good outcome for anyone.

Pressure can still be applied in the Black Sea – and NATO regularly deploys task groups and individual vessels close to Russian shores – but it should never be overlooked that it is an area where (like the South China Seas these days) ‘big boys rules’ apply.

Utmost vigilance, constant readiness for aggression from Russia and fine decision-making are needed during near-to-the-knuckle encounters.

The British destroyer HMS Duncan’s encounter with multiple Russian strike jets last May and the even more recent close call between a US Navy intelligence-gathering aircraft and a Russian fighter jet demonstrated this.

The British destroyer HMS Duncan exercises with the Bulgarian frigate BGS Drazki during the May 2018 deployment in which the Royal Navy vessel was harassed by Russian aircraft. Photo: Royal Navy.

In the risky game of countering Russia’s pursuit of anti-access, area denial – or A2/AD as it is called in modern military speak – there is no way that either Ukraine or NATO can win in an enclosed sea dominated by Russia geographically, such as the Sea of Azov.

There is past evidence of why that is the case.  While for the most part the Russian Navy recorded a less than impressive record during WW1 and WW2 – ceding the main offensive effort at sea to allies and showing little gratitude at the time (perhaps due to the heavy priced paid on land by the Soviet Union) – there was a notable exception.

That was the Russian Navy gaining the upper hand in the Black Sea during WW1 – giving the Turks a rough time and also making life miserable for German U-boat interlopers – achieving a good measure of success with mine warfare, something it also used to good effect in the Baltic during the same conflict.

In WW2 the Soviets in the end prevailed in the Black Sea primarily due to the efforts of their army and air force, the Axis fleets suffering the problem of weak surface forces and Germany only being able to send in smaller U-boats overland via rail shipments, due to neutral Turkey controlling access to the sea.

And today the Russians not only have an array of sophisticated mines at their disposal – ideal for use in the littoral waters of the Black Sea and Sea of Azov and sewing confusion in the Turkish Strait – they can achieve local air superiority and have formidable land-based missile systems. They aspire to the same thing in the Baltic, using their Kaliningrad enclave to dominate its southern end.

A Russian fighter jet comes dangerously close to a US Navy intelligence-gathering aircraft over the Black Sea. Image: US DoD.

In the Black Sea the naval base at Sevastopol is home to some of the better surface combatants and also cutting edge Improved Kilo Class submarines. Some have already been used in anger, to conduct cruise missile bombardments of targets in Syria.

So, unless NATO and the Ukraine want to push the all-out war button to overwhelm the Russian home team advantage, what else can be done? NATO and the rest of the international community can best help Ukraine and Alliance members states menaced by the Kremlin’s aggressive hybrid warfare by sending in units to hold the line in the Black Sea, while deploying Alliance naval forces elsewhere to decisive effect.

It is true that in the conventional sense, across the board, the Russian Navy would currently be no match for NATO in full-on conflict, but Moscow will do all it can to avoid that. It will seek to use its submarines – which now possess capabilities not far off the best NATO can offer – along with its new deep ocean spy vessels, corvettes and frigates in places and at times of its own choosing, careful not to over-reach itself and with limited objectives (within the doctrine of ‘war in peace’).

Today it is control of the Sea of Azov, probably as a preliminary to a drive by ‘rebel Ukrainian’ forces along its northern coast to link up Russian itself with the Crimea, ensuring access to the key naval base at Sevastopol and other military bases in the peninsula. Access to the Mediterranean and protecting Russia’s southern flank is an enduring strategic objective for Russia, hence the heavy involvement in Syria where there is a major Russian naval support facility.

Occasionally Russia cocks a snook at the West by sending submarines into the Irish Sea, or deploys them to poke about in the Baltic, or long-range maritime strike aircraft test NATO air defences. Its surface vessels and (surfaced) submarines quite legitimately pass close to NATO coastlines while heading south to Syria from the Baltic or the Northern Fleet bastions in the Arctic.

Arleigh Burke Class destroyer USS Farragut conducts a replenishment-at-sea alongside the aircraft carrier USS Harry S. Truman during the carrier’s most recent deployment into the North Atlantic. Photo: US Navy.

NATO can regain the initiative, put the Russians off balance and also keep them tied down by returning to the tried and test strategy that won the Cold War. NATO, which in this case means the US Navy, the Royal Navy and Marine Nationale, should deploy nuclear-powered attack submarines (SSNs) into the North Atlantic and Arctic to reinforce the message that those international waters will never be the exclusive preserve of the Russians. NATO surface vessels should also return to establishing freedom of navigation in those seas, including the Barents.


The French Navy (Marine Nationale) nuclear-powered attack submarine FNS Perle calls at a Canadian naval base during a 2016 ASW exercise in the North Atlantic. Photo: Canadian DND.

The recent Exercise Trident Juncture off Norway saw the first deployment into Arctic waters by a US Navy Carrier Strike Group (CSG) in decades, while a little publicised element of the same exercise was the presence of British and French SSNs during Anti-submarine Warfare (ASW) training alongside Norwegian conventional boats. In the near future the Royal Navy should take a leaf out of its own Cold War playbook, when it used to deploy its last big deck carrier, HMS Ark Royal, way up into the N. Atlantic, and resume such operations.

A Super Hornet strike jet launches from USS Harry S. Truman during her autumn 2018 deployment in the North Atlantic. Photo: US Navy.

Aside from giving the Russians something to think about in the High North – tying down their best naval assets and keeping them stretched and pushed very hard up there – any Russian surface warships and submarines venturing further south and into the Mediterranean should not be just playfully shadowed by harmless Offshore Patrol Vessels (OPVs). They should be relentlessly trailed, hailed and interrogated by destroyers, frigates and aircraft. NATO submarines should also trail them.

In other words Moscow’s naval units should be subjected to exactly the same treatment the Russians mete out to NATO and allied vessels, and all of course conducted legally within international waters and using (safe) norms of behaviour. NATO units will undoubtedly face severe provocation in return but must keep a cool head.

There will inevitably be risks, just as there were during the Cold War, but that is what navies are there for – laying down the red lines at sea that aggressors must not cross, in order to keep the rest of us safe.  To not respond in the fashion suggested will only encourage Moscow (especially in the Black Sea, Baltic and Arctic) and its strategic pal Beijing (in the South China Sea and further afield) to close off more of the open commons of the sea to use for their own ends and coerce other nations.

Iain Ballantyne is author of the recently published ‘THE DEADLY TRADE: The Complete History of Submarine Warfare from Archimedes to the Present’ (Weidenfeld & Nicolson, £25.00, hardback). and Editor of the global naval news magazine WARSHIPS International Fleet Review and its ‘Guide to the US Navy 2019

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